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Advisor at TRILOGY CAPITAL, INC.
WEST COVINA, CA | West Covina, CA | IRVINE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Sep 21, 2023 | n/a | yes | WEST COVINA, CA | Current employment |
| TRILOGY CAPITAL, INC. | Independent wealth | Dec 1, 2015 | n/a | yes | West Covina, CA|IRVINE, CA | Current employment |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Former SEC adviser | Jul 9, 2009 | Dec 31, 2016 | no | WEST COVINA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | TRILOGY CAPITAL, INC. | Dec 31, 2016 | Dec 1, 2015 | -396 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 29604:281597:CA:2016-12-31 | Dec 31, 2016 | Dec 1, 2015 | WEST COVINA, CA | Firm change after gap |