DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

MATTHEW PAUL PETTIT

Advisor at LPL FINANCIAL LLC

SANDY, UT | SALT LAKE CITY, UT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3d63f461-b22d-01bd-38c2-9a62f11bacac

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 4, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 21, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Apr 21, 2014
First registration: Nov 4, 2014
Dual registered: yes, broker-dealer
IAPD individual key: 5336451

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	May 15, 2025	n/a	yes	SANDY, UT\|SALT LAKE CITY, UT\|SALT LAKE CITY, UT	Current employment
CUSO FINANCIAL SERVICES, L.P.	Former SEC adviser	Mar 26, 2018	May 15, 2025	no	Sandy, UT\|SAN DIEGO, CA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 10, 2017	Apr 5, 2018	no	SALT LAKE CITY, UT\|SALT LAKE CITY, UT\|BOUNTIFUL, UT\|BOUNTIFUL, UT\|SAN DIEGO, CA	Previous registration
CUSO FINANCIAL SERVICES, L.P.	Former SEC adviser	Jan 22, 2015	Jul 17, 2017	no	Salt Lake City, UT\|Salt Lake City, UT\|Sandy, UT\|Sandy, UT	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Nov 4, 2014	Jan 15, 2015	no	SALT LAKE CITY, UT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CUSO FINANCIAL SERVICES, L.P.	LPL FINANCIAL LLC	May 15, 2025	May 15, 2025	0	Bulk transfer	Ibd to ibd
LPL FINANCIAL LLC	CUSO FINANCIAL SERVICES, L.P.	Apr 5, 2018	Mar 26, 2018	-10	Firm change	RIA to ibd
CUSO FINANCIAL SERVICES, L.P.	LPL FINANCIAL LLC	Jul 17, 2017	Jul 10, 2017	-7	Firm change	Other
STRATEGIC ADVISERS LLC	CUSO FINANCIAL SERVICES, L.P.	Jan 15, 2015	Jan 22, 2015	7	Firm change	Other

Relationships

Registered with (3)

→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jul 10, 2017 to Apr 5, 2018factForm ADV
→ CUSO FINANCIAL SERVICES, L.P.Registered adviserregistration: previous registration
Mar 26, 2018 to May 15, 2025factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Nov 4, 2014 to Jan 15, 2015factForm ADV

Dated events

No dated event names this entity yet.