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Advisor at LPL FINANCIAL LLC
NEEDHAM, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 19, 2009 | n/a | yes | NEEDHAM, MA | Current employment |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Oct 20, 2004 | Nov 20, 2007 | no | CANTON, MA|SHARON, MA|CANTON, MA | Previous registration |
| QUICK & REILLY, INC. | n/a | Jul 22, 2003 | Oct 20, 2004 | no | CANTON, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BANC OF AMERICA INVESTMENT SERVICES, INC. | LPL FINANCIAL LLC | Nov 20, 2007 | Jun 19, 2009 | 577 | Firm change after gap | Other |
| QUICK & REILLY, INC. | BANC OF AMERICA INVESTMENT SERVICES, INC. | Oct 20, 2004 | Oct 20, 2004 | 0 | Bulk transfer | Other |