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Advisor at LEONARD INVESTMENT ADVISORS INC.
OKLAHOMA CITY, OK | Oklahoma City, OK
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LEONARD INVESTMENT ADVISORS INC. | State registered | Mar 7, 2024 | n/a | yes | OKLAHOMA CITY, OK|Oklahoma City, OK | Current employment |
| B.B. GRAHAM & COMPANY, INC. | Independent wealth | Mar 7, 2024 | n/a | yes | Oklahoma City, OK | Current employment |
| RBC CAPITAL MARKETS, LLC | National bd RIA | Feb 21, 2002 | Feb 12, 2019 | no | OKLAHOMA CITY, OK|OKLAHOMA CITY, OK | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | B.B. GRAHAM & COMPANY, INC. | Feb 12, 2019 | Mar 7, 2024 | 1,850 | Firm change after gap | Ibd to RIA |