DFX Intelligence

A•••••••• P•••• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor17 years in industry

A•••••••• P•••• S••••••••

Advisor at A•••••• W••••• M••••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:3d7d877c-a5ae-03b8-e4ec-631f1d184172

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jul 1, 2020 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••• W••••• M••••••••• L••	Independent wealth	Jan 23, 2024	n/a	yes	Chislehurst, Kent\|New York, NY\|LAKELAND, FL	Current employment
B••••• G••••• A•••••• N••••••• L••	Independent wealth	Jul 1, 2020	Oct 31, 2024	no	San Pedro De Alcantara\|New York, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••• G••••• A•••••• N••••••• L••	A•••••• W••••• M••••••••• L••	Oct 31, 2024	Jan 23, 2024	-282	Firm change after gap	RIA to RIA

Relationships

Registered with (2)

→ A•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Jan 23, 2024 to presentfactForm ADV
→ B••••• G••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Jul 1, 2020 to Oct 31, 2024factForm ADV

Dated events

Occurred
Oct 31, 2024
A•••••• firm change
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3d7d877c-a5ae-03b8-e4ec-631f1d184172
First observed: Jul 1, 2020
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.