H••••• A• T••••

Advisor at S•••••• S•••••••••

HOUSTON, TX | Southlake, TX

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Search this name across graphsid dfx:ria:3d7e57ef-6925-f72c-8b54-962350e1eed4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 8, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• S•••••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 8, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• S•••••••••	Bd affiliated wealth	Nov 14, 2019	n/a	yes	Southlake, TX\|HOUSTON, TX\|HOUSTON, TX	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Aug 8, 2014	Mar 3, 2016	no	SOUTHLAKE, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	S•••••• S•••••••••	Mar 3, 2016	Nov 14, 2019	1,351	Firm change after gap	Other

Relationships

Registered with (2)

→ S•••••• S•••••••••Registered adviserregistration: current employment
Nov 14, 2019 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Aug 8, 2014 to Mar 3, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3d7e57ef-6925-f72c-8b54-962350e1eed4
First observed: Aug 8, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.