DFX Intelligence
Reading the graph
Reading the graph
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Advisor at A••••• W••••• M••••••••• I•••
VALENCIA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••••• W••••• M••••••••• I••• | State registered | Jan 30, 2025 | n/a | yes | VALENCIA, CA | Current employment |
| F•••••••• • T•• A••••••••• L•• | Independent wealth | Jul 5, 2018 | Apr 10, 2024 | no | Santa Clarita, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F•••••••• • T•• A••••••••• L•• | A••••• W••••• M••••••••• I••• | Apr 10, 2024 | Jan 30, 2025 | 295 | Firm change | RIA to state RIA |