This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.73 fund_share=0.0 institutional_share=0.27 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$238MItem 5.F on the latest filing (2026-03-04); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$173M

Private client RAUM

$173MderivedItem 5.D individuals plus high net worth individuals

Private client share

73%derivedprivate client RAUM over total RAUM

Advisors on IAPD

6

RAUM per advisor

$39.7Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

6

Advisory employees

5

Offices

2Schedule D 1.F, beyond the principal office

Accounts

458

Individual clients

189

High net worth clients

61

SEC number

801-116727

CRD

284508

Filings on the tape

35

First filed

May 2, 2019

Latest filed

Mar 4, 2026

Organised

Limited Liability Company, FL

Website

smithbruer.com

• Occurred

  May 2, 2019
  First Form ADV filing

  Smith Bruer Advisors filed its initial SEC registration (Form ADV)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:3d88d652-65a3-1af4-8f00-066fd75761d1

First observed

May 2, 2019

Last observed

Mar 4, 2026 6 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.