N••••• C• G•••

Advisor at P••• W••••• P•••••••• L••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3d8cf9f7-a409-6ad1-a6b9-5faf0055c9af

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Feb 2, 2023 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••• W••••• P•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: May 1, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••••••• F••••••••	State registered	Aug 4, 2023	n/a	yes	LAKE BLUFF, IL	Current employment
P••• W••••• P•••••••• L••	State registered	Mar 11, 2022	n/a	yes	CHICAGO, IL\|Lake Bluff, IL	Current employment

Moves

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From	To	Left	Joined	Gap, days	Kind	Move type
W••••••• G••••• W••••• A•••••••	F••••••••• F••••••••	Sep 9, 2025	Aug 4, 2023	-767	Firm change after gap	RIA to state RIA

Relationships

Registered with (3)

→ F••••••••• F••••••••Registered adviserregistration: current employment
Aug 4, 2023 to presentfactForm ADV
→ P••• W••••• P•••••••• L••Registered adviserregistration: current employment
Mar 11, 2022 to presentfactForm ADV
→ W••••••• G••••• W••••• A•••••••Registered adviserregistration: previous registration
Feb 2, 2023 to Sep 9, 2025factForm ADV

Dated events

Occurred
Sep 9, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3d8cf9f7-a409-6ad1-a6b9-5faf0055c9af
First observed: Feb 2, 2023
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.