DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

TRIDENT OS, LLC

CRD 302054

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3d8f0f0c-80cd-2596-9329-26d1cf5c070b

Data as of Jan 29, 2020 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: May 31, 2019 to Jan 29, 2020
4 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0Item 5.F on the latest filing (2020-01-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 2
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 0
SEC number: 801-117662
CRD: 302054
Filings on the tape: 4
First filed: May 31, 2019
Latest filed: Jan 29, 2020
Organised: Limited Liability Company, Massachusetts

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BRACKEN, SEAN	MANAGING MEMBER	C	yes	10/2019	May 31, 2019	Jan 29, 2020
BRACKEN, SEAN	MANAGING MEMBER, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER	Na	yes	10/2019	May 31, 2019	Jan 29, 2020
DAVIS, RICHARD, ROS	MANAGING MEMBER	C	yes	10/2019	Oct 21, 2019	Jan 29, 2020
DAVIS, RICHARD, ROS	MANAGING MEMBER AND CHIEF INVESTMENT OFFICER	Na	yes	10/2019	Oct 21, 2019	Jan 29, 2020
TRIDENT OS HOLDINGS, LLC	MANAGING MEMBER	E	yes	10/2019	Oct 21, 2019	Jan 29, 2020

Relationships

Controls (3)

← DAVIS, RICHARD, ROSOwnerMANAGING MEMBER, ownership code C, individual
Oct 21, 2019 to presentfactForm ADV
← BRACKEN, SEANOwnerMANAGING MEMBER, ownership code C, individual
May 31, 2019 to presentfactForm ADV
← TRIDENT OS HOLDINGS, LLCOwnerMANAGING MEMBER, ownership code E, domestic entity
Oct 21, 2019 to presentfactForm ADV

Dated events

Occurred
Jan 29, 2020
Control person left
Edward Christopher Winn (Chief Compliance Officer) no longer on Schedule A of Trident Os, Llc (listed 2019-10-21, absent 2020-01-29)
Form ADVobserved 5 days ago
Occurred
Oct 21, 2019
Control person joined
Ros Richard Davis (Managing Member And Chief Investment Officer) appeared on Schedule A of Trident Os, Llc
Form ADVobserved 5 days ago
Occurred
May 31, 2019
First Form ADV filing
Trident Os, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3d8f0f0c-80cd-2596-9329-26d1cf5c070b
First observed: May 31, 2019
Last observed: Jan 29, 2020 80 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TRIDENT OS, LLC

CRD 302054

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3d8f0f0c-80cd-2596-9329-26d1cf5c070b

Data as of Jan 29, 2020 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:30 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BRACKEN, SEAN

MANAGING MEMBER

yes

10/2019

May 31, 2019

Jan 29, 2020

BRACKEN, SEAN

MANAGING MEMBER, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER

yes

10/2019

May 31, 2019

Jan 29, 2020

DAVIS, RICHARD, ROS

MANAGING MEMBER

yes

10/2019

Oct 21, 2019

Jan 29, 2020

DAVIS, RICHARD, ROS

MANAGING MEMBER AND CHIEF INVESTMENT OFFICER

yes

10/2019

Oct 21, 2019

Jan 29, 2020

TRIDENT OS HOLDINGS, LLC

MANAGING MEMBER

yes

10/2019

Oct 21, 2019

Jan 29, 2020