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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)26 years in industry

JEFFREY HAROLD STERN

Advisor at RAYMOND JAMES & ASSOCIATES, INC.

SARASOTA, FL | Sarasota, FL

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Search this name across graphsid dfx:ria:3d946331-d5be-427c-a75f-4c58697dcdf3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 9, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES & ASSOCIATES, INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 5, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S66|S65
First exam: Sep 5, 2000
First registration: Jul 9, 2001
Dual registered: yes, broker-dealer
Other names: JEFFREY HAROLD STERN|Jeffrey H Stern
IAPD individual key: 4015819

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Apr 26, 2021	n/a	yes	Sarasota, FL\|SARASOTA, FL	Current employment
ROBERT W. BAIRD & CO. INCORPORATED	Mixed wealth	Sep 5, 2013	May 14, 2021	no	Sarasota, FL	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Apr 17, 2012	Aug 30, 2013	no	SARASOTA, FL	Previous registration
JHS CAPITAL ADVISORS, LLC	Former SEC adviser	Jan 21, 2011	May 6, 2011	no	SARASOTA, FL	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jul 9, 2001	Jul 13, 2006	no	SARASOTA, FL\|SARASOTA, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ROBERT W. BAIRD & CO. INCORPORATED	RAYMOND JAMES & ASSOCIATES, INC.	May 14, 2021	Apr 26, 2021	-18	Firm change	RIA to ibd
MSI FINANCIAL SERVICES, INC.	ROBERT W. BAIRD & CO. INCORPORATED	Aug 30, 2013	Sep 5, 2013	6	Firm change	Other
JHS CAPITAL ADVISORS, LLC	MSI FINANCIAL SERVICES, INC.	May 6, 2011	Apr 17, 2012	347	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	JHS CAPITAL ADVISORS, LLC	Jul 13, 2006	Jan 21, 2011	1,653	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
8158:705:FL:2021-05-13	May 14, 2021	Apr 26, 2021	SARASOTA, FL	Firm change

Relationships

Registered with (5)

→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: current employment
Apr 26, 2021 to presentfactForm ADV
→ ROBERT W. BAIRD & CO. INCORPORATEDRegistered adviserregistration: previous registration
Sep 5, 2013 to May 14, 2021factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Apr 17, 2012 to Aug 30, 2013factForm ADV
→ JHS CAPITAL ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 21, 2011 to May 6, 2011factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jul 9, 2001 to Jul 13, 2006factForm ADV

Dated events

No dated event names this entity yet.