DFX Intelligence

C•••• I••• T••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor14 years in industry

C•••• I••• T••••

Advisor at C•••••••

RALEIGH, NC | Ponte Verde, FL

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Search this name across graphsid dfx:ria:3d98bf0e-f253-f2c6-d972-883fcd1b113b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Nov 1, 2024 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••	Institutional manager	Aug 3, 2026	n/a	yes	RALEIGH, NC\|Ponte Verde, FL	Current employment
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Jun 3, 2026	Jun 23, 2026	no	Ponte Vedra, FL\|ST. AUGUSTINE, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•• I•••••••• S•••••••• L••	C•••••••	Jun 23, 2026	Aug 3, 2026	41	Firm change	Other
L••••• 4••• P•••••••• L••	M•• I•••••••• S•••••••• L••	Dec 15, 2025	Jun 3, 2026

Relationships

Registered with (3)

→ C•••••••Registered adviserregistration: current employment
Aug 3, 2026 to presentfactForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jun 3, 2026 to Jun 23, 2026factForm ADV
→ L••••• 4••• P•••••••• L••Registered adviserregistration: previous registration
Nov 1, 2024 to Dec 15, 2025factForm ADV

Dated events

Occurred
Jun 23, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Dec 15, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3d98bf0e-f253-f2c6-d972-883fcd1b113b
First observed: Nov 1, 2024
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.