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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

GFP INVESTMENT SERVICES, INC.

CRD 173093

BETHLEHEM, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3d9b1672-d712-281c-227f-740c68da17e5

Data as of Feb 25, 2021 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 1
On other graphs: 1
Observed: May 21, 2015 to Feb 25, 2021
15 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

GFP Investment Services, Inc.

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $197MItem 5.F on the latest filing (2021-02-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $550,000
Private client RAUM: $6.9MderivedItem 5.D individuals plus high net worth individuals
Private client share: 3%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 74
Individual clients: 74
High net worth clients: 1
SEC number: 801-98345
CRD: 173093
Filings on the tape: 15
First filed: May 21, 2015
Latest filed: Feb 25, 2021
Organised: Corporation, Pennsylvania

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BABASHAK, FRANK, S	PRESIDENT & CHIEF COMPLIANCE OFFICER	E	yes	07/2016	Nov 28, 2016	Feb 25, 2021

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Feb 18, 2021	$197M	$550,000	2	1	0	n/a	n/a
2019	Jan 29, 2020	$203M	$450,000	2	1	0	n/a	n/a
2018	Jan 24, 2019	$190M	$0	2	1	0	n/a	n/a
2017	Feb 5, 2018	$217M	$450,000	3	1	0	n/a	n/a
2016	Jan 19, 2017	$185M	$0	3	1	n/a	n/a	n/a
2015	Feb 18, 2016	$153M	$0	2	2	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$197M	$203M	-2.8%	$217M	-3.1%	2	2	0	0

Relationships

Controls (1)

← BABASHAK, FRANK, SOwnerPRESIDENT & CHIEF COMPLIANCE OFFICER, ownership code E, individual
Nov 28, 2016 to presentfactForm ADV

Dated events

Occurred
May 21, 2015
First Form ADV filing
Gfp Investment Services filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3d9b1672-d712-281c-227f-740c68da17e5
First observed: May 21, 2015
Last observed: Feb 25, 2021 67 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GFP INVESTMENT SERVICES, INC.

CRD 173093

BETHLEHEM, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3d9b1672-d712-281c-227f-740c68da17e5

Data as of Feb 25, 2021 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:11 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BABASHAK, FRANK, S

PRESIDENT & CHIEF COMPLIANCE OFFICER

yes

07/2016

Nov 28, 2016

Feb 25, 2021

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Feb 18, 2021

$197M

$550,000

n/a

2019

Jan 29, 2020

$203M

$450,000

n/a

2018

Jan 24, 2019

$190M

n/a

2017

Feb 5, 2018

$217M

$450,000

n/a

2016

Jan 19, 2017

$185M

n/a

2015

Feb 18, 2016

$153M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

$197M

$203M

-2.8%

$217M

-3.1%