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Advisor at VANGUARD ADVISERS, INC.
Scottsdale, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VANGUARD ADVISERS, INC. | Bd affiliated wealth | Apr 25, 2017 | n/a | yes | Scottsdale, AZ | Current employment |
| VIGILARE WEALTH MANAGEMENT LLC | Independent wealth | Sep 9, 2015 | May 31, 2016 | no | SCOTTSDALE, AZ | Previous registration |
| SCHWAB WEALTH ADVISORY, INC. | No RAUM reported | Jan 3, 2012 | Jan 14, 2015 | no | PHOENIX, AZ | Previous registration |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Jun 29, 2007 | Dec 31, 2011 | no | PHOENIX, AZ|PHOENIX, AZ|Phoenix, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| VIGILARE WEALTH MANAGEMENT LLC | VANGUARD ADVISERS, INC. | May 31, 2016 | Apr 25, 2017 | 329 | Firm change | Other |
| SCHWAB WEALTH ADVISORY, INC. | VIGILARE WEALTH MANAGEMENT LLC | Jan 14, 2015 | Sep 9, 2015 | 238 | Firm change | Other |
| CHARLES SCHWAB & CO., INC. | SCHWAB WEALTH ADVISORY, INC. | Dec 31, 2011 | Jan 3, 2012 | 3 | Bulk transfer | Other |