DFX Intelligence

J••••• S••• M•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner15 years in industry

J••••• S••• M•••••••••

Advisor at S•••••• W••••• M••••••••• G••••• L••

••• Locked

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 10:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 24, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• W••••• M••••••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 17, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• W••••• M••••••••• L••	Independent wealth	Sep 2, 2026	n/a	yes	KANSAS CITY, MO\|JACKSONVILLE , FL	Current employment
S•••••• W••••• M••••••••• G••••• L••	Independent wealth	Mar 23, 2015	n/a	yes	JACKSONVILLE, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	S•••••• W••••• M••••••••• G••••• L••	Mar 4, 2016	Mar 23, 2015	-347	Firm change after gap	Other
S•••••••• A••••••• L••	L•• F•••••••• L••	Jun 17, 2013	Aug 1, 2013

Relationships

Registered with (5)

→ M••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Sep 2, 2026 to presentfactForm ADV
→ S•••••• W••••• M••••••••• G••••• L••Registered adviserregistration: current employment
Mar 23, 2015 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Aug 1, 2013 to Mar 4, 2016factForm ADV
→ S•••••••• A••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 24, 2011
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.