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CRD 324624
KANSAS CITY, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| MICHAEL JOHN CAPELLE | n/a | KANSAS CITY, MO | 3 | 22 | 4 | no |
| JASON MICHAEL GORDO | n/a | MONTEREY, CA | KANSAS CITY, MO | 3 | 25 | 3 | no |
| RISDAN DEPAUL KASPER | Certified Financial Planner | Lees Summit, MO | KANSAS CITY, MO | 3 | 42 | 4 | no |
| BRUCE TAYLOR GODKE | n/a | KANSAS CITY, MO | 3 | 38 | 3 | no |
| FRANK DEAN BARBER | n/a | KANSAS CITY, MO | 3 | 38 | 4 | no |
| CRAIG JAMES SNEDDEN | n/a | KANSAS CITY, MO | 3 | 22 | 4 | no |
| WAYNE ROBINSON | n/a | LENEXA, KS | KANSAS CITY, MO | 3 | 21 | 1 | no |
| CHARLES M. KASPER | Certified Financial Planner | KANSAS CITY, MO | Lees Summit, MO | 3 | 21 | 2 | no |
| MICHAEL SHANE BARBER | n/a | KANSAS CITY, MO | 3 | 20 | 3 | no |
| WILLIAM RAY DOTY | n/a | KANSAS CITY, MO | 3 | 19 | 1 | no |
| KYLE MICHAEL AKERS | Certified Financial Planner | Troy, MI | KANSAS CITY, MO | 3 | 17 | 5 | no |
| LOGAN JAMES DEGRAEVE | n/a | KANSAS CITY, MO | 3 | 11 | 2 | no |
| JEFFREY PAUL ERNEST | n/a | KANSAS CITY, MO | 3 | 12 | 1 | no |
| Hayden Pudenz | n/a | KANSAS CITY, MO | 3 | 10 | 1 | no |
| KENNETH LAWRENCE OSIWALA | n/a | KANSAS CITY, MO | Troy, MI | 3 | 33 | 3 | no |
| CHRISTOPHER JOSEPH RETT | Certified Financial Planner | KANSAS CITY, MO | LENEXA, KS | 3 | 19 | 2 | no |
| Joshua Kirk Diekmann | Certified Financial Planner | LEE SUMMIT, MO | KANSAS CITY, MO | 3 | 16 | 1 | no |
| STEPHEN ANDREW TUCKWOOD | n/a | Roswell, GA | KANSAS CITY, MO | 3 | 18 | 1 | no |
| PETER E WARGO | n/a | Troy, MI | 3 | 11 | 2 | no |
| Kade Lawrence Messner | Certified Financial Planner | KANSAS CITY, MO | Troy, MI | 3 | 10 | 1 | no |
| GRANT ANDREWS | Certified Financial Planner | AUBRUN , CA | AUBURN, CA | KANSAS CITY, MO | 3 | 10 | n/a | yes |
| BRIAN DALE JOHNSON | n/a | Glidden, IA | 3 | 35 | 2 | no |
| JEREMIAH JOHNSON | n/a | Glidden, IA | 3 | 12 | 1 | no |
| MARTIN EDWIN JAMES | n/a | KANSAS CITY, MO | MOORESVILLE, IN | 2 | 29 | 3 | no |
| KYLE MARTIN JAMES | n/a | KANSAS CITY, MO | MOORESVILLE, IN | 2 | 16 | 1 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| CAPELLE, MICHAEL, JOHN | CO-CEO | Na | yes | 12/2022 | Jul 2, 2026 | Jul 2, 2026 |
| GORDO, JASON, MICHAEL | President | Na | yes | 12/2022 | Jul 2, 2026 | Jul 2, 2026 |
| MWH INTERMEDIATE II, LLC | Owner | E | yes | 10/2024 | Jul 2, 2026 | Jul 2, 2026 |
| Rankin, James, Porter | CHIEF COMPLIANCE OFFICER | Na | yes | 11/2023 | Jul 2, 2026 | Jul 2, 2026 |
| ROTH, GARY, LAWRENCE | CO-CEO | Na | yes | 12/2022 | Jul 2, 2026 | Jul 2, 2026 |
| CASSIDY, BRIAN, PATRICK | Owner | C | yes | 04/2023 | Dec 2, 2024 | Dec 3, 2024 |
| CRESTVIEW HOLDINGS IV (OFFSHORE), L.P. | Owner | C | yes | 04/2323 | Dec 2, 2024 | Dec 3, 2024 |
| CRESTVIEW HOLDINGS IV (OFFSHORE), L.P. | Owner | C | yes | 04/2023 | Dec 2, 2024 | Dec 3, 2024 |
| CRESTVIEW IV MWM GP, LLC | GENERAL PARTNER | F | yes | 04/2023 | Dec 2, 2024 | Dec 3, 2024 |
| CRESTVIEW IV MWM HOLDINGS, L.P. | Member | E | yes | 04/2023 | Apr 25, 2023 | Dec 3, 2024 |
| CRESTVIEW PARTNERS IV GP, L.P. | GENERAL PARTNER | F | yes | 04/2023 | Dec 2, 2024 | Dec 3, 2024 |
| CRESTVIEW PARTNERS IV GP, L.P. | GENERAL PARTNER | F | yes | 04/2023 | Dec 2, 2024 | Dec 3, 2024 |
| CRESTVIEW PARTNERS IV, L.P. | Owner | D | yes | 04/2023 | Dec 2, 2024 | Dec 3, 2024 |
| CRESTVIEW PARTNERS IV, L.P. | Owner | D | yes | 04/2023 | Dec 2, 2024 | Dec 3, 2024 |
| CRESTVIEW, L.L.C. | GENERAL PARTNER | F | yes | 04/2023 | Dec 2, 2024 | Dec 3, 2024 |
| MODERN WEALTH HOLDINGS, LLC | Owner | E | yes | 10/2024 | Dec 21, 2022 | Dec 3, 2024 |
| MWM INTERMEDIATE I, LLC | Owner | E | yes | 10/2024 | Dec 2, 2024 | Dec 3, 2024 |
| VOLPERT INVESTORS, L.L.C. | GENERAL PARTNER | F | yes | 04/2023 | Dec 3, 2024 | Dec 3, 2024 |
| VOLPERT INVESTORS, L.P. | Owner | C | yes | 04/2023 | Dec 2, 2024 | Dec 3, 2024 |
| VOLPERT, BARRY, STUART | Member | E | yes | 04/2023 | Dec 3, 2024 | Dec 3, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| MODERN WEALTH INSURANCE SERVICES, LLC | n/a | n/a | n/a | N | yes | n/a |
| MODERN WEALTH TAX SERVICES, LLC | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Boise | Id | United States | 7 | no |
| Rochester | NY | United States | 6 | no |
| Troy | Mi | United States | 4 | no |
| Knoxville | Tn | United States | 4 | no |
| LEE'S SUMMIT | Mo | United States | 3 | no |
| LAGUNA BEACH | CA | United States | 2 | no |
| Glidden | Ia | United States | 2 | no |
| Mooresville | In | United States | 2 | no |
| BINGHAM FARMS | Mi | United States | 2 | no |
| Exton | Pa | United States | 2 | no |
| Monterey | CA | United States | 1 | no |
| KANSAS CITY | Ks | United States | 1 | no |
| Reston | Va | United States | 1 | no |
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 28, 2026 | $11B | $10B | 253 | 102 | 22 | n/a | n/a |
| 2024 | Mar 28, 2025 | $6.1B | $5.6B | 150 | 54 | 17 | n/a | n/a |
| 2023 | Mar 30, 2024 | $2.1B | $2.0B | 79 | 29 | 7 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 34 | 5 | 29 | 3.2% | 9 | 0 | 0 | 89 | 9 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $11B | $6.1B | 77.3% | n/a | n/a | 253 | 150 | 22 | 17 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| LWM ADVISORY SERVICES, LLC | 5 | Jul 31, 2026 | Mar 24, 2026 | PLANTATION, FL | Firm absorbed | RIA to RIA | 71.4% |
| LPL FINANCIAL LLC | 2 | Jun 3, 2026 | Jun 15, 2026 | CLEARWATER, FL | Team lift out | Ibd to RIA | 0.0% |
| LPL FINANCIAL LLC | 2 | Apr 29, 2026 | Apr 17, 2026 | THORNTON, CO | Team lift out | Ibd to RIA | 0.0% |
| KAYE CAPITAL MANAGEMENT | 2 | Dec 31, 2025 | Jun 30, 2025 | EL SEGUNDO, CA | Team lift out | RIA to RIA | 100.0% |
| OSAIC WEALTH, INC. | 3 | Oct 7, 2025 | Oct 3, 2025 | FAIRPORT, NY | Team lift out | Ibd to RIA | 0.0% |
| OFM WEALTH | 3 | Sep 25, 2025 | Apr 29, 2025 | ORLAND PARK, IL | Firm absorbed | RIA to RIA | 75.0% |
| WADE FINANCIAL ADVISORY, INC. | 7 | Mar 28, 2025 | Apr 1, 2025 | CAMPBELL, CA | Firm absorbed | RIA to RIA | 100.0% |
| GARDEY FINANCIAL ADVISORS INC | 2 | Mar 26, 2025 | Jan 9, 2025 | SAGINAW, MI | Team lift out | RIA to RIA | 100.0% |
| PETSO FINANCIAL CONSULTANTS LLC | 2 | Dec 31, 2024 | Oct 18, 2024 | BOISE, ID | Team lift out | RIA to RIA | 100.0% |
| ADVISORY SERVICES NETWORK | 2 | Dec 20, 2024 | Dec 20, 2024 | ATLANTA, GA | Team lift out | RIA to RIA | 1.0% |
| PETSO FINANCIAL CONSULTANTS LLC | 5 | Nov 12, 2024 | Oct 20, 2024 | BOISE, ID | Firm absorbed | RIA to RIA | 71.4% |
| WEALTH MANAGEMENT SOLUTIONS | 2 | Aug 7, 2024 | May 17, 2024 | EXTON, PA | Team lift out | RIA to RIA | 66.7% |
| C & J WEALTH ADVISORS | 4 | Jul 15, 2024 | Jul 8, 2024 | KNOXVILLE, TN | Firm absorbed | RIA to RIA | 100.0% |
| LPL FINANCIAL LLC | 5 | Mar 13, 2024 | Mar 1, 2024 | ROCHESTER, NY | Team lift out | Ibd to RIA | 0.0% |
| MIDWEST FINANCIAL | 2 | Dec 31, 2023 | Sep 1, 2023 | GLIDDEN, IA | Team lift out | RIA to RIA | 100.0% |
| BARBER FINANCIAL GROUP | 16 | Dec 7, 2023 | Aug 25, 2023 | LENEXA, KS | Firm absorbed | RIA to RIA | 88.9% |
| WORLD EQUITY GROUP, INC. | 2 | Oct 13, 2023 | Oct 16, 2023 | SCHAUMBURG, IL | Team lift out | Ibd to RIA | 3.6% |
| BROWN AND COMPANY, INC. | 3 | Dec 31, 2019 | Apr 21, 2026 | DENVER, CO | Firm absorbed | Other | 60.0% |