L••• R•••••

Advisor at E•••••• A••••••• G••••• L••

Champlin, MN | GREENWOOD VILLAGE, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3dbd2894-8c3b-a345-efbd-4a7c5a340302

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Sep 12, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••• A••••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••• A••••••• G••••• L••	Bd affiliated wealth	May 28, 2025	n/a	yes	Champlin, MN\|GREENWOOD VILLAGE, CO	Current employment
P•••• S••••••••• L••	No RAUM reported	Mar 15, 2021	Dec 10, 2024	no	Minneapolis, MN\|NEWARK, NJ\|Champlin, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••• S••••••••• L••	E•••••• A••••••• G••••• L••	Dec 10, 2024	May 28, 2025	169	Firm change	Other
P••••••••• S••••• S••••••••• L••	P•••• S••••••••• L••	Mar 15, 2021	Mar 15, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
286153:5685:MN:2021-03-15	Mar 15, 2021	Mar 15, 2021	PLYMOUTH, MN	Firm change

Relationships

Registered with (3)

→ E•••••• A••••••• G••••• L••Registered adviserregistration: current employment
May 28, 2025 to presentfactForm ADV
→ P•••• S••••••••• L••Registered adviserregistration: previous registration
Mar 15, 2021 to Dec 10, 2024factForm ADV
→ P••••••••• S••••• S••••••••• L••Registered adviserregistration: previous registration
Sep 12, 2018 to Mar 15, 2021factForm ADV

Dated events

Occurred
Dec 10, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3dbd2894-8c3b-a345-efbd-4a7c5a340302
First observed: Sep 12, 2018
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.