DFX Intelligence

R••••• B••••• H•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner28 years in industry

R••••• B••••• H•••••••

Advisor at F• L• P••••• I••••••••• M••••••••• C••

Lynnfield, MA

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Search this name across graphsid dfx:ria:3dcc34b8-4250-3978-5e5e-a0494f7ed827

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 22, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F• L• P••••• I••••••••• M••••••••• C••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 26, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F• L• P••••• I••••••••• M••••••••• C••	Independent wealth	Apr 11, 2023	n/a	yes	Lynnfield, MA	Current employment
S•• W•••••	Independent wealth	Nov 4, 2014	Apr 10, 2023	no	ROCKVILLE, MD	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•• W•••••	F• L• P••••• I••••••••• M••••••••• C••	Apr 10, 2023	Apr 11, 2023	1	Firm change	Ibd to RIA
B••••• P•••••••• L••	S•• W•••••	Nov 26, 2014	Nov 4, 2014

Relationships

Registered with (4)

→ F• L• P••••• I••••••••• M••••••••• C••Registered adviserregistration: current employment
Apr 11, 2023 to presentfactForm ADV
→ S•• W•••••Registered adviserregistration: previous registration
Nov 4, 2014 to Apr 10, 2023factForm ADV
→ B••••• P•••••••• L••Registered adviserregistration: previous registration
Oct 16, 2013 to Nov 26, 2014factForm ADV
→ R••••••• I••••••••• A••••••• I••

Dated events

Occurred
Apr 10, 2023
Advisor changed firm
R••••• B••••• H••••••• left S•• W••••• for F• L• P••••• I••••••••• M••••••••• C•• (registered 2023-04-11)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3dcc34b8-4250-3978-5e5e-a0494f7ed827
First observed: Oct 22, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.