DFX Intelligence

T•••••••• C••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM 100m 1b

T•••••••• C••••••

T•••••••• C••••••, LLC, CRD 329075

LA JOLLA, CA

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Search this name across graphsid dfx:ria:3de2deb1-f3c1-dee9-d351-65fffc10af7c

Data as of Jun 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 5
On other graphs: 2
Observed: Nov 7, 2023 to Jun 18, 2026
6 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

T•••••••• C••••••

Private equity manager · key crd, key sfn adviser, shared crd

Independent Sponsorsidentity

T•••••••• C••••••

Capital provider to sponsors · key crd, key sfn adviser, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.29 fund_share=0.02 institutional_share=0.1 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $837M••• Locked
Discretionary RAUM: $837M
Private client RAUM: $245Mderived••• Locked
Private client share: 29%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 10

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
T• C•••••• L•	Private Equity Fund	$20.4M	Jun 18, 2026	22	Jun 18, 2026	reported	021-566342

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
O••••••••• K••••••••• N•• J•••	CO-TRUSTEE	F	yes	11/2023	Nov 7, 2023	Jun 12, 2024
O••••••••• K••••••••• N•• J•••	CEO, CCO, MANAGER	Na	yes	11/2023	Nov 7, 2023	Jun 12, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$837M	$753M	11.2%	n/a	n/a	10	9	0	0

Relationships

Advises (1)

→ T• C•••••• L•Private fundPrivate Equity Fund, IA
Jun 18, 2026 to presentfactForm ADV

Controls (3)

← O••••••••• K••••••••• N•• J•••OwnerCO-TRUSTEE, ownership code F, individual
Nov 7, 2023 to Jun 12, 2024factForm ADV
← O••••••••• M•••••••• F•••••OwnerCO-TRUSTEE, ownership code F, individual
Nov 7, 2023 to Jun 12, 2024factForm ADV
← T•• O•••••••• R•••••••• T••••OwnerMEMBER, ownership code E, domestic entity

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jun 18, 2026
Ria principal change
••• Locked
Form ADVobserved today
Occurred
Jun 18, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$20.4M
Occurred
Jun 12, 2024
Succession filed (Item 4)
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3de2deb1-f3c1-dee9-d351-65fffc10af7c
First observed: Nov 7, 2023
Last observed: Jun 18, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.