DFX Intelligence

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RIA / WealthAdvisor11 years in industry

LANCE WILLIAM HELFERT

Advisor at 15 EQUITY

Santa Barbara, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3ded287c-d956-03ad-1fa1-1f575b95c2a3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 1
Observed: Jun 1, 2015 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Lance William Helfert

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: 15 EQUITY
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 1
Exams: S65
First exam: May 29, 2015
First registration: Jun 1, 2015
Dual registered: no
IAPD individual key: 2692919

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
15 EQUITY	Independent wealth	Jan 1, 2026	n/a	yes	Santa Barbara, CA	Current employment
LUCIA CAPITAL GROUP	Former SEC adviser	Jun 1, 2015	Dec 31, 2020	no	MONTECITO, CA\|SAN DIEGO, CA\|Summerland, CA\|Santa Barbara, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LUCIA CAPITAL GROUP	15 EQUITY	Dec 31, 2020	Jan 1, 2026	1,827	Firm change after gap	RIA to RIA

Relationships

Registered with (2)

→ 15 EQUITYRegistered adviserregistration: current employment
Jan 1, 2026 to presentfactForm ADV
→ LUCIA CAPITAL GROUPRegistered adviserregistration: previous registration
Jun 1, 2015 to Dec 31, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3ded287c-d956-03ad-1fa1-1f575b95c2a3
First observed: Jun 1, 2015
Last observed: Sep 14, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LANCE WILLIAM HELFERT

Advisor at 15 EQUITY

Santa Barbara, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3ded287c-d956-03ad-1fa1-1f575b95c2a3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:58 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

15 EQUITY

Independent wealth

Jan 1, 2026

n/a

yes

Santa Barbara, CA

Current employment

LUCIA CAPITAL GROUP

Former SEC adviser

Jun 1, 2015

Dec 31, 2020

MONTECITO, CA|SAN DIEGO, CA|Summerland, CA|Santa Barbara, CA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

LUCIA CAPITAL GROUP

15 EQUITY

Dec 31, 2020

Jan 1, 2026

1,827

Firm change after gap

RIA to RIA