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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

FOUNDERS CAPITAL MANAGEMENT, LLC

CRD 118853

HARTFORD, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3def4a0a-656e-5cc7-5513-7e3dc001247d

Data as of Feb 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 4
On other graphs: 0
Observed: Mar 2, 2012 to Feb 25, 2026
27 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $920MItem 5.F on the latest filing (2026-02-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $810M
Private client RAUM: $889MderivedItem 5.D individuals plus high net worth individuals
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $230Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 5
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 538
Individual clients: 83
High net worth clients: 134
Custody, client assets: $323M
SEC number: 801-60878
CIK: 1585828
CRD: 118853
Filings on the tape: 27
First filed: Mar 2, 2012
Latest filed: Feb 25, 2026
Organised: Limited Liability Company, CT
Website: foundcapital.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
HOWARD ELLIOT CASE	n/a	HARTFORD, CT	23	55	n/a	no
PATRICK ALAN TERRION	n/a	HARTFORD, CT	21	29	1	no
Ted Patrick Terrion	Certified Financial Planner	HARTFORD, CT	8	10	n/a	no
Anna Case	Certified Financial Planner	HARTFORD, CT	4	14	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CASE, HOWARD, ELLIOT	Member	D	yes	11/2001	Mar 2, 2012	Feb 23, 2024
TERRION, PATRICK, ALAN	CHIEF COMPLIANCE OFFICER/MEMBER	D	yes	11/2003	Mar 2, 2012	Feb 23, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 25, 2026	$920M	$810M	5	4	0	n/a	n/a
2024	Apr 17, 2025	$795M	$704M	5	4	0	n/a	n/a
2023	Feb 23, 2024	$694M	$601M	5	4	0	n/a	n/a
2022	Mar 2, 2023	$544M	$456M	5	4	0	n/a	n/a
2021	Feb 25, 2022	$751M	$667M	5	4	0	n/a	n/a
2020	Mar 16, 2021	$474M	$374M	5	4	0	n/a	n/a
2019	Mar 13, 2020	$422M	$422M	5	4	0	n/a	n/a
2018	Mar 26, 2019	$355M	$297M	5	4	0	n/a	n/a
2017	Mar 7, 2018	$361M	$301M	4	4	0	n/a	n/a
2016	Mar 27, 2017	$314M	$260M	3	3	n/a	n/a	n/a
2015	Mar 28, 2016	$238M	$236M	3	3	n/a	n/a	n/a
2014	Mar 26, 2015	$230M	$228M	3	3	n/a	n/a	n/a
2013	Mar 14, 2014	$193M	$192M	3	3	n/a	n/a	n/a
2012	Mar 21, 2013	$162M	$161M	3	3	n/a	n/a	n/a
2011	Mar 2, 2012	$145M	$144M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$920M	$795M	15.8%	$544M	19.2%	5	5	0	0

Relationships

Registered with (5)

← Anna CaseAdvisorregistration: current employment
May 13, 2022 to presentfactForm ADV
← Ted Patrick TerrionAdvisorregistration: current employment
Nov 7, 2017 to presentfactForm ADV
← PATRICK ALAN TERRIONAdvisorregistration: current employment
Jan 7, 2005 to presentfactForm ADV
← HOWARD ELLIOT CASEAdvisorregistration: current employment
Jan 2, 2003 to presentfactForm ADV
← JEFFREY LAWRENCE ANNELLOAdvisorregistration: previous registration
Jun 27, 2018 to Nov 30, 2022factForm ADV

Controls (2)

← TERRION, PATRICK, ALANOwnerCHIEF COMPLIANCE OFFICER/MEMBER, ownership code D, individual
Mar 2, 2012 to Feb 23, 2024factForm ADV
← CASE, HOWARD, ELLIOTOwnerMEMBER, ownership code D, individual
Mar 2, 2012 to Feb 23, 2024factForm ADV

Dated events

Occurred
Feb 23, 2024
Regulatory AUM changed
Founders Capital Management, Llc reported RAUM $693.8M, up 28% from $543.9M (2023-10-05 to 2024-02-23)
Form ADVobserved 6 days ago
$150M
Occurred
Mar 2, 2023
Regulatory AUM changed
Founders Capital Management, Llc reported RAUM $543.9M, down 28% from $750.8M (2022-02-25 to 2023-03-02)
Form ADVobserved 6 days ago
$-207M
Occurred
Nov 30, 2022
Advisor changed firm
Jeffrey Lawrence Annello left Founders Capital Management, Llc for Sagebroadview Wealth Management, Llc (registered 2026-01-30)
Form ADVobserved 6 days ago
Occurred
Feb 25, 2022
Regulatory AUM changed
Founders Capital Management, Llc reported RAUM $750.8M, up 58% from $474.5M (2021-09-29 to 2022-02-25)
Form ADVobserved 6 days ago
$276M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3def4a0a-656e-5cc7-5513-7e3dc001247d
First observed: Mar 2, 2012
Last observed: Feb 25, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FOUNDERS CAPITAL MANAGEMENT, LLC

CRD 118853

HARTFORD, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3def4a0a-656e-5cc7-5513-7e3dc001247d

Data as of Feb 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:12 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

HOWARD ELLIOT CASE

n/a

HARTFORD, CT

n/a

PATRICK ALAN TERRION

n/a

HARTFORD, CT

Ted Patrick Terrion

Certified Financial Planner

HARTFORD, CT

n/a

Anna Case

Certified Financial Planner

HARTFORD, CT

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CASE, HOWARD, ELLIOT

Member

yes

11/2001

Mar 2, 2012

Feb 23, 2024

TERRION, PATRICK, ALAN

CHIEF COMPLIANCE OFFICER/MEMBER

yes

11/2003

Mar 2, 2012

Feb 23, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 25, 2026

$920M

$810M

n/a

2024

Apr 17, 2025

$795M

$704M

n/a

2023

Feb 23, 2024

$694M

$601M

n/a

2022

Mar 2, 2023

$544M

$456M

n/a

2021

Feb 25, 2022

$751M

$667M

n/a

2020

Mar 16, 2021

$474M

$374M

n/a

2019

Mar 13, 2020

$422M

n/a

2018

Mar 26, 2019

$355M

$297M

n/a

2017

Mar 7, 2018

$361M

$301M

n/a

2016

Mar 27, 2017

$314M

$260M

n/a

2015

Mar 28, 2016

$238M

$236M

n/a

2014

Mar 26, 2015

$230M

$228M

n/a

2013

Mar 14, 2014

$193M

$192M

n/a

2012

Mar 21, 2013

$162M

$161M

n/a

2011

Mar 2, 2012

$145M

$144M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$920M

$795M

15.8%

$544M

19.2%