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Advisor at COMPASS FINANCIAL GROUP
WINDCREST, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COMPASS FINANCIAL GROUP | State registered | Nov 29, 2023 | n/a | yes | WINDCREST, TX | Current employment |
| BROOKSTONE WEALTH ADVISORS, LLC | No RAUM reported | Jul 16, 2019 | Jan 10, 2024 | no | SAN ANTONIO, TX|WINDCREST, TX|WINDCREST, TX | Previous registration |
| REGAL INVESTMENT ADVISORS LLC | Bd affiliated wealth | Mar 16, 2018 | Jul 15, 2019 | no | San Antonio, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BROOKSTONE WEALTH ADVISORS, LLC | COMPASS FINANCIAL GROUP | Jan 10, 2024 | Nov 29, 2023 | -42 | Firm change after gap | Other |
| REGAL INVESTMENT ADVISORS LLC | BROOKSTONE WEALTH ADVISORS, LLC | Jul 15, 2019 | Jul 16, 2019 | 1 | Firm change | Ibd to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 137658:328412:TX:2024-01-10 | Jan 10, 2024 | Nov 29, 2023 | WINDCREST, TX | Firm change after gap |