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RIA / WealthAdvisor38 years in industry

RICHARD ROGER OELZE

Advisor at RRO CAPITAL, LLC

PHOENIX, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3df41177-ba00-1adf-8737-ccfb6767fdde

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 31, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RRO CAPITAL, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 26, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Feb 26, 1988
First registration: Jan 31, 2012
Dual registered: no
IAPD individual key: 1798703

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RRO CAPITAL, LLC	State registered	Mar 14, 2019	n/a	yes	PHOENIX, AZ	Current employment
RG CAPITAL	Former SEC adviser	Jun 13, 2015	Nov 1, 2021	no	SCOTTSDALE, AZ\|PHOENIX, AZ	Previous registration
FIRST ALLIED ADVISORY SERVICES, INC.	Former SEC adviser	Jun 6, 2014	Jul 1, 2019	no	PHOENIX, AZ\|SCOTTSDALE, AZ	Previous registration
RG ADVISOR GROUP	Former SEC adviser	Jan 31, 2012	Oct 30, 2015	no	PHOENIX, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RG CAPITAL	RRO CAPITAL, LLC	Nov 1, 2021	Mar 14, 2019	-963	Firm change after gap	RIA to state RIA
FIRST ALLIED ADVISORY SERVICES, INC.	RG CAPITAL	Jul 1, 2019	Jun 13, 2015	-1,479	Firm change after gap	Ibd to RIA
RG ADVISOR GROUP	FIRST ALLIED ADVISORY SERVICES, INC.	Oct 30, 2015	Jun 6, 2014	-511	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
135696:137888:AZ:2015-10-30	Oct 30, 2015	Jun 6, 2014	PHOENIX, AZ	Firm change after gap

Relationships

Registered with (4)

→ RRO CAPITAL, LLCRegistered adviserregistration: current employment
Mar 14, 2019 to presentfactForm ADV
→ RG CAPITALRegistered adviserregistration: previous registration
Jun 13, 2015 to Nov 1, 2021factForm ADV
→ FIRST ALLIED ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Jun 6, 2014 to Jul 1, 2019factForm ADV
→ RG ADVISOR GROUPRegistered adviserregistration: previous registration
Jan 31, 2012 to Oct 30, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3df41177-ba00-1adf-8737-ccfb6767fdde
First observed: Jan 31, 2012
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RICHARD ROGER OELZE

Advisor at RRO CAPITAL, LLC

PHOENIX, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3df41177-ba00-1adf-8737-ccfb6767fdde

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:55 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

RRO CAPITAL, LLC

State registered

Mar 14, 2019

n/a

yes

PHOENIX, AZ

Current employment

RG CAPITAL

Former SEC adviser

Jun 13, 2015

Nov 1, 2021

SCOTTSDALE, AZ|PHOENIX, AZ

Previous registration

FIRST ALLIED ADVISORY SERVICES, INC.

Former SEC adviser

Jun 6, 2014

Jul 1, 2019

PHOENIX, AZ|SCOTTSDALE, AZ

Previous registration

RG ADVISOR GROUP

Former SEC adviser

Jan 31, 2012

Oct 30, 2015

PHOENIX, AZ

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

RG CAPITAL

RRO CAPITAL, LLC

Nov 1, 2021

Mar 14, 2019

-963

Firm change after gap

RIA to state RIA

FIRST ALLIED ADVISORY SERVICES, INC.

RG CAPITAL

Jul 1, 2019

Jun 13, 2015

-1,479

Firm change after gap

Ibd to RIA

RG ADVISOR GROUP

FIRST ALLIED ADVISORY SERVICES, INC.

Oct 30, 2015

Jun 6, 2014

-511

Firm change after gap

Other

Team

Left

Joined

From

Kind

135696:137888:AZ:2015-10-30

Oct 30, 2015

Jun 6, 2014

PHOENIX, AZ

Firm change after gap