DFX Intelligence

C•••••• R•••••• P•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor35 years in industry

C•••••• R•••••• P•••••••

Advisor at T•• G••• F•••••••• G••••

HOUSTON, TX

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Search this name across graphsid dfx:ria:3df68230-309e-40a4-6647-f74adeae0f57

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 22, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• G••• F•••••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 4, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• G••• F•••••••• G••••	Independent wealth	Jan 22, 2026	n/a	yes	HOUSTON, TX	Current employment
T•• G••• F•••••••• G••••	Independent wealth	May 12, 2017	Dec 31, 2025	no	HOUSTON, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••• I••••••••• S••••••• C••••	T•• G••• F•••••••• G••••	Sep 8, 2010	May 12, 2017	2,438	Firm change after gap	Other
C•••••••• G••••• M•••••• I•••	C•••• I••••••••• S••••••• C••••	Apr 3, 2008	Nov 18, 2008

Relationships

Registered with (4)

→ T•• G••• F•••••••• G••••Registered adviserregistration: previous registration
May 12, 2017 to Dec 31, 2025factForm ADV
→ C•••• I••••••••• S••••••• C••••Registered adviserregistration: previous registration
Nov 18, 2008 to Sep 8, 2010factForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
Jun 20, 2006 to Apr 3, 2008factForm ADV
→ N••••••• T•••• S••••••••• I••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3df68230-309e-40a4-6647-f74adeae0f57
First observed: Oct 22, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.