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Advisor at HIGHTOWER ADVISORS, LLC
Chicago, IL | CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HIGHTOWER ADVISORS, LLC | Bd affiliated wealth | Oct 5, 2020 | n/a | yes | CHICAGO, IL|Chicago, IL | Current employment |
| PRIVATE VISTA, LLC | Former SEC adviser | Jul 6, 2017 | Nov 4, 2020 | no | OAK BROOK, IL|CHICAGO, IL | Previous registration |
| KESTRA ADVISORY SERVICES, LLC | Bd affiliated wealth | Apr 18, 2016 | Jun 30, 2017 | no | OAKBROOK TERRACE, IL | Previous registration |
| NFP ADVISOR SERVICES, LLC | Former SEC adviser | Apr 24, 2013 | Sep 22, 2016 | no | OAKBROOK TERRACE, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRIVATE VISTA, LLC | HIGHTOWER ADVISORS, LLC | Nov 4, 2020 | Oct 5, 2020 | -30 | Firm change | RIA to ibd |
| KESTRA ADVISORY SERVICES, LLC | PRIVATE VISTA, LLC | Jun 30, 2017 | Jul 6, 2017 | 6 | Firm change | Other |
| NFP ADVISOR SERVICES, LLC | KESTRA ADVISORY SERVICES, LLC | Sep 22, 2016 | Apr 18, 2016 | -157 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 108084:145323:IL:2020-11-04 | Nov 4, 2020 | Oct 5, 2020 | CHICAGO, IL | Firm change |