DFX Intelligence

S••••• P••••••• P••••• A•••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

S••••• P••••••• P••••• A•••• M••••••••• L••

CRD 175100

BOSTON, MA

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Search this name across graphsid dfx:ria:3dfb8556-55a0-c757-4787-4645b924a1cf

Data as of Aug 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 31
Dated events: 11
On other graphs: 1
Observed: Feb 13, 2015 to Aug 20, 2026
25 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Family Officesidentity

S••••• P••••••• P••••• A•••• M••••••••• L••

Manager of family capital · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.85 institutional_share=0.15 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $4.6B••• Locked
Discretionary RAUM: $4.6B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 22

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S••••• P••••••• S••••••••• O••••••••• L•• Q• F•••• L•••	Hedge Fund	$897M	Mar 26, 2024	838	Mar 30, 2012	reported	021-109065
S••••• P••••••• S••••••••• O••••••••• L•• F••• L••••••	Hedge Fund	$786M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••• D•••••• M••••••	BOARD MEMBER	F	yes	02/2019	Mar 7, 2019	Mar 26, 2024
C••••••• J•••• R•••••	BOARD MEMBER	F	yes	08/2017	Sep 7, 2017	Mar 26, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
S••••• P•••••••• L•••	n/a	Asset manager	$42B	Y	no	n/a
S••••• P••••••• C••••• A•••••••• L•••	n/a	Asset manager	$419M	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
MENLO PARK	CA	United States	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$4.6B	$3.9B	19.4%	$2.7B	19.9%	22	22	1	1

Relationships

Affiliated with (4)

→ S••••• P•••••••• L•••Registered adviserother investment adviser, control
factForm ADV
→ S••••• P••••••• C••••• A•••••••• L•••Registered adviserother investment adviser, common control
factForm ADV
← S••••• P•••••••• L•••Registered adviserother investment adviser, control
factForm ADV
← S••••• P••••••• C••••• A•••••••• L•••Registered adviserother investment adviser, common control

Dated events

Occurred
Mar 27, 2025
Regulatory AUM changed
S••••• P••••••• P••••• A•••• M••••••••• L•• reported RAUM $3.9B, up 44% from $2.7B (2025-01-03 to 2025-03-27)
Form ADVobserved 7 days ago
$1.2B
Occurred
Mar 24, 2023
Control person left
Winters Robin Devereux (Chief Administrative Officer) no longer on Schedule A of S••••• P••••••• P••••• A•••• M••••••••• L•• (listed 2022-03-28, absent 2023-03-24)
Form ADVobserved 7 days ago
Occurred
Mar 30, 2021
Regulatory AUM changed
S••••• P••••••• P••••• A•••• M••••••••• L•• reported RAUM $2.7B, up 94% from $1.4B (2020-03-27 to 2021-03-30)
Form ADVobserved 7 days ago
$1.3B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3dfb8556-55a0-c757-4787-4645b924a1cf
First observed: Feb 13, 2015
Last observed: Aug 20, 2026 33 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.