This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

LUCAS GROUP FINANCIAL ADVISORS, LLC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Feb 1, 1994earliest registration or exam on IAPD

Years in industry

32derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

4

Designations

Certified Financial Planner

Exams

S63

First exam

Feb 26, 1994

First registration

Oct 1, 1997

Dual registered

no

Other names

JEFFERY P WALLEM

IAPD individual key

2454400

• Occurred

  Jan 12, 2024
  Advisor changed firm

  Jeffery Paul Wallem left Cambridge Investment Research Advisors, Inc. for Lucas Group Financial Advisors, Llc (registered 2024-01-12)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:3e0c5457-65cb-1934-3e59-05ab2c2cbf42

First observed

Oct 1, 1997

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.