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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)26 years in industry

MARCUS NATHAN SEITER

Advisor at LPL FINANCIAL LLC

TEMPE, AZ

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 16, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 18, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Dec 18, 1999
First registration: Mar 16, 2006
Dual registered: yes, broker-dealer
Other names: MARCUS SEITER
IAPD individual key: 4077246

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 1, 2024	n/a	yes	TEMPE, AZ	Current employment
OSAIC WEALTH, INC.	Bd affiliated wealth	Jan 19, 2024	Oct 2, 2024	no	TEMPE, AZ	Previous registration
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Mar 1, 2019	Jan 19, 2024	no	TEMPE, AZ	Previous registration
QUESTAR ASSET MANAGEMENT, INC.	Former SEC adviser	Aug 26, 2010	Mar 1, 2019	no	MINNEAPOLIS, MN\|TEMPE, AZ	Previous registration
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Jan 9, 2007	Jan 26, 2007	no	SCOTTSDALE, AZ\|PHOENIX, AZ	Previous registration
RG ADVISOR GROUP	Former SEC adviser	Mar 16, 2006	Aug 24, 2010	no	SCOTTSDALE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC WEALTH, INC.	LPL FINANCIAL LLC	Oct 2, 2024	Oct 1, 2024	-1	Firm change	Ibd to ibd
WOODBURY FINANCIAL SERVICES, INC.	OSAIC WEALTH, INC.	Jan 19, 2024	Jan 19, 2024	0	Bulk transfer	Ibd to ibd
QUESTAR ASSET MANAGEMENT, INC.	WOODBURY FINANCIAL SERVICES, INC.	Mar 1, 2019	Mar 1, 2019	0	Bulk transfer	Ibd to ibd
RG ADVISOR GROUP	SAGEPOINT FINANCIAL, INC.	Aug 24, 2010	Jan 9, 2007	-1,323	Firm change after gap	Other
SAGEPOINT FINANCIAL, INC.	QUESTAR ASSET MANAGEMENT, INC.	Jan 26, 2007	Aug 26, 2010	1,308	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
23131:6413:AZ:2024-10-02	Oct 2, 2024	Oct 1, 2024	TEMPE, AZ	Firm change

Relationships

Registered with (6)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Oct 1, 2024 to presentfactForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Jan 19, 2024 to Oct 2, 2024factForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Mar 1, 2019 to Jan 19, 2024factForm ADV
→ QUESTAR ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Aug 26, 2010 to Mar 1, 2019factForm ADV
→ RG ADVISOR GROUPRegistered adviserregistration: previous registration
Mar 16, 2006 to Aug 24, 2010factForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
Jan 9, 2007 to Jan 26, 2007factForm ADV

Dated events

Occurred
Oct 2, 2024
Advisor changed firm
Marcus Nathan Seiter left Osaic Wealth, Inc. for Lpl Financial Llc (registered 2024-10-01)
Form ADVobserved 5 days ago