DFX Intelligence

S••• P•••••• W•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)20 years in industry

S••• P•••••• W•••••••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

Mayfield Heights, OH | Westlake, OH

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Search this name across graphsid dfx:ria:3e0d613e-93a7-a155-2e6e-9ab2ccdeb11c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 10, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 10, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Apr 7, 2020	n/a	yes	Mayfield Heights, OH\|Westlake, OH	Current employment
R•••••••• R•••••••• L••	Mixed wealth	Mar 18, 2013	Nov 5, 2013	no	INDEPENDENCE, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••••• R•••••••• L••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Nov 5, 2013	Apr 7, 2020	2,345	Firm change after gap	Other
K•••••• C•••••• M•••••• I•••	R•••••••• R•••••••• L••	Feb 20, 2007	Mar 18, 2013

Relationships

Registered with (3)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: current employment
Apr 7, 2020 to presentfactForm ADV
→ R•••••••• R•••••••• L••Registered adviserregistration: previous registration
Mar 18, 2013 to Nov 5, 2013factForm ADV
→ K•••••• C•••••• M•••••• I•••Registered adviserregistration: previous registration
Oct 10, 2005 to Feb 20, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3e0d613e-93a7-a155-2e6e-9ab2ccdeb11c
First observed: Oct 10, 2005
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.