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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)34 years in industry

ROBERT LEE SPONSELLER

Advisor at ALLWORTH FINANCIAL, L.P.

FOLSOM, CA | Cincinnati, OH

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 1, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ALLWORTH FINANCIAL, L.P.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 12, 1991earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Consultant
Exams: S63
First exam: Nov 12, 1991
First registration: Jan 1, 2000
Dual registered: yes, broker-dealer
Other names: Bob SPONSELLER
IAPD individual key: 2176946

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ALLWORTH FINANCIAL, L.P.	Bd affiliated wealth	Jun 1, 2020	n/a	yes	FOLSOM, CA\|Cincinnati, OH	Current employment
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Jan 17, 2012	Jun 1, 2020	no	CINCINNATI, OH\|Cincinnati, OH	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jun 3, 2003	Feb 3, 2012	no	CINCINNATI, OH	Previous registration
OSAIC FA, INC.	Former SEC adviser	Jan 1, 2000	Jun 5, 2003	no	COVINGTON, KY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
COMMONWEALTH FINANCIAL NETWORK	ALLWORTH FINANCIAL, L.P.	Jun 1, 2020	Jun 1, 2020	0	Firm change	Ibd to RIA
LPL FINANCIAL LLC	COMMONWEALTH FINANCIAL NETWORK	Feb 3, 2012	Jan 17, 2012	-17	Firm change	Other
OSAIC FA, INC.	LPL FINANCIAL LLC	Jun 5, 2003	Jun 3, 2003	-2	Firm change	Other

Relationships

Registered with (4)

→ ALLWORTH FINANCIAL, L.P.Registered adviserregistration: current employment
Jun 1, 2020 to presentfactForm ADV
→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: previous registration
Jan 17, 2012 to Jun 1, 2020factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jun 3, 2003 to Feb 3, 2012factForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
Jan 1, 2000 to Jun 5, 2003factForm ADV

Dated events

No dated event names this entity yet.