DFX Intelligence

M•••••• M•••• M••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor16 years in industry

M•••••• M•••• M••••••••

Advisor at C••••••• P•••••••

Mission Viejo, CA | OVERLAND PARK, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3e16ad67-0360-7b13-8882-fe8f2471f479

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jul 14, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 28, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• P•••••••	Independent wealth	Dec 17, 2021	n/a	yes	Mission Viejo, CA\|OVERLAND PARK, KS	Current employment
L•••••• I••••••••• A•••••••• L••	No RAUM reported	Jan 2, 2018	Apr 11, 2022	no	Los Angeles, CA\|OVERLAND PARK, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•••••• I••••••••• A•••••••• L••	C••••••• P•••••••	Apr 11, 2022	Dec 17, 2021	-115	Firm change after gap	Other
E•••••••• A•••••••• L••	L•••••• I••••••••• A•••••••• L••	Apr 1, 2014	Apr 9, 2014

Team moves

••• Locked

Team	Left	Joined	From	Kind
144133:105348:KS:2022-04-11	Apr 11, 2022	Dec 17, 2021	OVERLAND PARK, KS	Firm change after gap

Relationships

Registered with (4)

→ C••••••• P•••••••Registered adviserregistration: current employment
Dec 17, 2021 to presentfactForm ADV
→ L•••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 2, 2018 to Apr 11, 2022factForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Nov 15, 2012 to Apr 1, 2014factForm ADV
→ W••••••••• R••••••••• A•••••••

Dated events

Occurred
Apr 11, 2022
Advisor changed firm
M•••••• M•••• M•••••••• left L•••••• I••••••••• A•••••••• L•• for C••••••• P••••••• (registered 2021-12-17)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3e16ad67-0360-7b13-8882-fe8f2471f479
First observed: Jul 14, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.