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I•••• B•••• S•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)42 years in industry

I•••• B•••• S•••••••••

Advisor at B••• G••••• • C••••••• I•••

ORANGE, CA | Sarasota, FL

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Search this name across graphsid dfx:ria:3e1d25c6-6485-d80c-60b0-72b1bc31a230

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Oct 29, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••• G••••• • C••••••• I•••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 22, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
B••• G••••• • C••••••• I•••	Independent wealth	Apr 16, 2025	n/a	yes	ORANGE, CA\|Sarasota, FL	Current employment
L••• K••• • C••••••	Former SEC adviser	Oct 29, 1999	Apr 16, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
L••• K••• • C••••••	B••• G••••• • C••••••• I•••	Apr 16, 2025	Apr 16, 2025	0	Firm change	RIA to RIA

Relationships

Registered with (2)

→ B••• G••••• • C••••••• I•••Registered adviserregistration: current employment
Apr 16, 2025 to presentfactForm ADV
→ L••• K••• • C••••••Registered adviserregistration: previous registration
Oct 29, 1999 to Apr 16, 2025factForm ADV

Dated events

Occurred
Apr 16, 2025
Advisor changed firm
I•••• B•••• S••••••••• left L••• K••• • C•••••• for B••• G••••• • C••••••• I••• (registered 2025-04-16)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3e1d25c6-6485-d80c-60b0-72b1bc31a230
First observed: Oct 29, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.