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Advisor at LPL FINANCIAL LLC
DUNKIRK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jul 10, 2025 | n/a | yes | DUNKIRK, NY | Current employment |
| NEXT FINANCIAL GROUP, INC. | Former SEC adviser | May 22, 2013 | Jul 10, 2025 | no | LOCKPORT, NY|Dunkirk, NY | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | May 19, 2008 | May 24, 2013 | no | WESTFIELD, NY|WILLIAMSVILLE, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NEXT FINANCIAL GROUP, INC. | LPL FINANCIAL LLC | Jul 10, 2025 | Jul 10, 2025 | 0 | Bulk transfer | Ibd to ibd |
| EQUITABLE ADVISORS, LLC | NEXT FINANCIAL GROUP, INC. | May 24, 2013 | May 22, 2013 | -2 | Firm change | Other |