DFX Intelligence

S•••••••• D•••••• P•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor20 years in industry

S•••••••• D•••••• P•••••••

Advisor at A•••• A••••••••

NEWTOWN SQUARE, PA

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Search this name across graphsid dfx:ria:3e27cd19-4df2-2b4f-9745-0d8c6295c89b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Nov 12, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• A••••••••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: May 9, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• A••••••••	Asset manager	Nov 17, 2016	n/a	yes	NEWTOWN SQUARE, PA	Current employment
S•• I••••••••• M••••••••• C•••	Mixed wealth	Nov 12, 2012	Nov 2, 2016	no	OAKS, PA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•• I••••••••• M••••••••• C•••	A•••• A••••••••	Nov 2, 2016	Nov 17, 2016	15	Firm change	Other

Relationships

Registered with (2)

→ A•••• A••••••••Registered adviserregistration: current employment
Nov 17, 2016 to presentfactForm ADV
→ S•• I••••••••• M••••••••• C•••Registered adviserregistration: previous registration
Nov 12, 2012 to Nov 2, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3e27cd19-4df2-2b4f-9745-0d8c6295c89b
First observed: Nov 12, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.