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Advisor at WEDBUSH SECURITIES INC.
Pasadena, CA | SEATTLE, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEDBUSH SECURITIES INC. | Bd affiliated wealth | Oct 22, 2007 | n/a | yes | Pasadena, CA|SEATTLE, WA | Current employment |
| RBC CAPITAL MARKETS, LLC | National bd RIA | Nov 25, 1997 | Feb 18, 2003 | no | SEATTLE, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | WEDBUSH SECURITIES INC. | Feb 18, 2003 | Oct 22, 2007 | 1,707 | Firm change after gap | Other |