DFX Intelligence

K•••••• P• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

K•••••• P• S•••••

Advisor at P•••••••• W••••• M••••••••• A•••••••• L••

Princeton, NJ

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Search this name across graphsid dfx:ria:3e3a4918-25a2-e874-2f88-f3591d5129d7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Dec 28, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••••• W••••• M••••••••• A•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Apr 21, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••••• W••••• M••••••••• A•••••••• L••	State registered	Oct 4, 2018	n/a	yes	Princeton, NJ	Current employment
S••••••• W••••• M••••••••• L••	Independent wealth	Dec 28, 2015	Nov 8, 2018	no	FAIRFIELD, NJ\|PURCHASE, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••• W••••• M••••••••• L••	P•••••••• W••••• M••••••••• A•••••••• L••	Nov 8, 2018	Oct 4, 2018	-35	Firm change after gap	RIA to state RIA

Relationships

Registered with (2)

→ P•••••••• W••••• M••••••••• A•••••••• L••Registered adviserregistration: current employment
Oct 4, 2018 to presentfactForm ADV
→ S••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Dec 28, 2015 to Nov 8, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3e3a4918-25a2-e874-2f88-f3591d5129d7
First observed: Dec 28, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.