DFX Intelligence

4• C•••••• M•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

4• C•••••• M•••••••••

4• C•••••• M•••••••••, LLC, CRD 284640

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Search this name across graphsid dfx:ria:3e3f91df-f0b1-c1b5-9e54-6a9a55aefd7b

Data as of Feb 15, 2017 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 1
On other graphs: 0
Observed: Jul 13, 2016 to Feb 15, 2017
4 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $39.1M••• Locked
Discretionary RAUM: $39.1M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 1
Advisory employees

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
M••••••• M••••••• G•••••	PRESIDENT, CCO	E	yes	07/2016	Jul 13, 2016	Feb 15, 2017

Relationships

Controls (1)

← M••••••• M••••••• G•••••OwnerPRESIDENT, CCO, ownership code E, individual
Jul 13, 2016 to presentfactForm ADV

Dated events

Occurred
Jul 13, 2016
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3e3f91df-f0b1-c1b5-9e54-6a9a55aefd7b
First observed: Jul 13, 2016
Last observed: Feb 15, 2017 116 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.