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Advisor at COMMONWEALTH FINANCIAL NETWORK
Bloomington, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Jul 30, 2026 | n/a | yes | Bloomington, MN | Current employment |
| THE ADVOCATE GROUP, LLC | Independent wealth | Nov 18, 2021 | Jul 27, 2026 | no | MINNETONKA, MN | Previous registration |
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Oct 13, 2015 | Oct 20, 2021 | no | NEW BRIGHTON, MN | Previous registration |
| 1ST GLOBAL ADVISORS INC | Former SEC adviser | Dec 10, 2013 | Oct 12, 2015 | no | PLYMOUTH, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| THE ADVOCATE GROUP, LLC | COMMONWEALTH FINANCIAL NETWORK | Jul 27, 2026 | Jul 30, 2026 | 3 | Firm change | RIA to ibd |
| COMMONWEALTH FINANCIAL NETWORK | THE ADVOCATE GROUP, LLC | Oct 20, 2021 | Nov 18, 2021 | 29 | Firm change | Ibd to RIA |
| 1ST GLOBAL ADVISORS INC | COMMONWEALTH FINANCIAL NETWORK | Oct 12, 2015 | Oct 13, 2015 | 1 | Firm change | Other |