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S••••• G•••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

S••••• G•••• C•••••

Advisor at L•• F•••••••• L••

MATTHEWS, NC | FORT MILL, SC

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Search this name across graphsid dfx:ria:3e5e1d83-45cc-3bfe-3d5a-c45cbc0e37d0

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Sep 6, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 6, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	May 18, 2023	n/a	yes	MATTHEWS, NC\|FORT MILL, SC	Current employment
D••••••• F••••••• L••	Asset manager	Feb 25, 2020	Apr 5, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
D••••••• F••••••• L••	L•• F•••••••• L••	Apr 5, 2023	May 18, 2023	43	Firm change	Other
M•• I•••••••• S•••••••• L••	D••••••• F••••••• L••	May 8, 2018

Relationships

Registered with (7)

→ L•• F•••••••• L••Registered adviserregistration: current employment
May 18, 2023 to presentfactForm ADV
→ D••••••• F••••••• L••Registered adviserregistration: previous registration
Feb 25, 2020 to Apr 5, 2023factForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Mar 25, 2017 to May 8, 2018factForm ADV
→ M•• F•••••••• S•••••••• I•••

Dated events

Occurred
Apr 5, 2023
Advisor changed firm
S••••• G•••• C••••• left D••••••• F••••••• L•• for L•• F•••••••• L•• (registered 2023-05-18)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3e5e1d83-45cc-3bfe-3d5a-c45cbc0e37d0
First observed: Sep 6, 2001
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.