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RIA / WealthAdvisor17 years in industry

JUDY I GUTIERREZ

Advisor at RETIREMENT AND WEALTH AT ALLIANT, LLC

Chicago, IL | WAYNE, PA | Portsmouth, NH

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Oct 17, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RETIREMENT AND WEALTH AT ALLIANT, LLC
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 2, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jul 2, 2009
First registration: Oct 17, 2014
Dual registered: no
Other names: JUDY GUTIERREZ|JUDY INIGUEZ GUTIERREZ|JUDY IÑIGUEZ GUTIERREZ
IAPD individual key: 5408222

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RETIREMENT AND WEALTH AT ALLIANT, LLC	Institutional manager	Sep 2, 2026	n/a	yes	Portsmouth, NH\|WAYNE, PA\|Chicago, IL	Current employment
GLOBAL RETIREMENT PARTNERS LLC	Institutional manager	Jul 26, 2022	Jul 14, 2026	no	Portsmouth, NH\|Chicago, IL\|SAN RAFAEL, CA	Previous registration
ONEAMERICA SECURITIES, INC.	Bd affiliated wealth	Sep 24, 2015	Jul 6, 2022	no	OAK BROOK, IL\|INDIANAPOLIS, IN	Previous registration
MARINER RETIREMENT ADVISORS, LLC	Former SEC adviser	Oct 17, 2014	Aug 28, 2015	no	OVERLAND PARK, KS	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GLOBAL RETIREMENT PARTNERS LLC	RETIREMENT AND WEALTH AT ALLIANT, LLC	Jul 14, 2026	Sep 2, 2026	50	Firm change	Other
ONEAMERICA SECURITIES, INC.	GLOBAL RETIREMENT PARTNERS LLC	Jul 6, 2022	Jul 26, 2022	20	Firm change	Other
MARINER RETIREMENT ADVISORS, LLC	ONEAMERICA SECURITIES, INC.	Aug 28, 2015	Sep 24, 2015	27	Firm change	Other

Relationships

Registered with (4)

→ RETIREMENT AND WEALTH AT ALLIANT, LLCRegistered adviserregistration: current employment
Sep 2, 2026 to presentfactForm ADV
→ GLOBAL RETIREMENT PARTNERS LLCRegistered adviserregistration: previous registration
Jul 26, 2022 to Jul 14, 2026factForm ADV
→ ONEAMERICA SECURITIES, INC.Registered adviserregistration: previous registration
Sep 24, 2015 to Jul 6, 2022factForm ADV
→ MARINER RETIREMENT ADVISORS, LLCRegistered adviserregistration: previous registration
Oct 17, 2014 to Aug 28, 2015factForm ADV

Dated events

Occurred
Jul 14, 2026
Advisor changed firm
Judy I Gutierrez left Global Retirement Partners Llc for Retirement And Wealth At Alliant, Llc (registered 2026-09-02)
Form ADVobserved 5 days ago
Occurred
Jul 6, 2022
Advisor changed firm
Judy I Gutierrez left Oneamerica Securities, Inc. for Global Retirement Partners Llc (registered 2022-07-26)
Form ADVobserved 5 days ago