DFX Intelligence
Reading the graph
Reading the graph
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Advisor at E•••••• A••••••• G••••• L••
GREENWOOD VILLAGE, CO | LITTLE ROCK, AR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| E•••••• A••••••• G••••• L•• | Bd affiliated wealth | Sep 9, 2026 | n/a | yes | LITTLE ROCK, AR|GREENWOOD VILLAGE, CO | Current employment |
| V•••• F•••••••• A•••••••• I••• | Bd affiliated wealth | Nov 12, 2024 | Aug 28, 2026 | no | OVERLAND PARK, KS|Little Rock, AR |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| V•••• F•••••••• A•••••••• I••• | E•••••• A••••••• G••••• L•• | Aug 28, 2026 | Sep 9, 2026 | 12 | Firm change | Ibd to ibd |
| W•• A•••••••• L• | V•••• F•••••••• A•••••••• I••• | May 21, 2013 | Nov 12, 2024 |
| W•• A•••••••• L• | Former SEC adviser | Mar 1, 2013 | May 21, 2013 | no | LITTLE ROCK, AR | Previous registration |
| Q•••••• A•••• M••••••••• I••• | Former SEC adviser | Jun 11, 2012 | Feb 28, 2013 | no | MINNEAPOLIS, MN | Previous registration |
| S••••••••• A•••••• A•••••••• I••• | Former SEC adviser | Sep 30, 2010 | May 9, 2012 | no | LITTLE ROCK, AR | Previous registration |
| A••••• A•• P••••••• S••••••• | Bd affiliated wealth | May 16, 2008 | Dec 31, 2009 | no | LITTLE ROCK, AR | Previous registration |
| V•••• F•••••••• A•••••••• I••• | Bd affiliated wealth | Jan 2, 2003 | Mar 14, 2008 | no | WOODLAND HILLS, CA|LITTLE ROCK, AR|LITTLE ROCK, AR | Previous registration |
| 4,193 |
| Firm change after gap |
| Other |
| Q•••••• A•••• M••••••••• I••• | W•• A•••••••• L• | Feb 28, 2013 | Mar 1, 2013 | 1 | Firm change | Other |
| S••••••••• A•••••• A•••••••• I••• | Q•••••• A•••• M••••••••• I••• | May 9, 2012 | Jun 11, 2012 | 33 | Firm change | Other |
| A••••• A•• P••••••• S••••••• | S••••••••• A•••••• A•••••••• I••• | Dec 31, 2009 | Sep 30, 2010 | 273 | Firm change | Other |
| V•••• F•••••••• A•••••••• I••• | A••••• A•• P••••••• S••••••• | Mar 14, 2008 | May 16, 2008 | 63 | Firm change | Other |