DFX Intelligence

B•••••• J•••• R••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

B•••••• J•••• R••••

Advisor at U••• B•••••• A•••••••• L••

Minneapolis, MN | Blaine, MN

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Search this name across graphsid dfx:ria:3e6c6803-f480-d9e5-de83-b41e56e5a33e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 1, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U••• B•••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 30, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U••• B•••••• A•••••••• L••	Bd affiliated wealth	Mar 15, 2024	n/a	yes	Minneapolis, MN\|Blaine, MN	Current employment
U••• B•••••• I••••••••• I•••	Former SEC adviser	Oct 22, 2018	Apr 7, 2026	no	Saint Paul, MN\|Minneapolis, MN\|Minneapolis, MN\|Blaine, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U••• B•••••• I••••••••• I•••	U••• B•••••• A•••••••• L••	Apr 7, 2026	Mar 15, 2024	-753	Firm change after gap	Ibd to ibd
S•••••••• F••••••••• I•••	U••• B•••••• I••••••••• I•••	Sep 27, 2018	Oct 22, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
17868:14455:MN:2026-04-07	Apr 7, 2026	Mar 15, 2024	BLAINE, MN	Firm change after gap

Relationships

Registered with (4)

→ U••• B•••••• A•••••••• L••Registered adviserregistration: current employment
Mar 15, 2024 to presentfactForm ADV
→ U••• B•••••• I••••••••• I•••Registered adviserregistration: previous registration
Oct 22, 2018 to Apr 7, 2026factForm ADV
→ S•••••••• F••••••••• I•••Registered adviserregistration: previous registration
Mar 14, 2014 to Sep 27, 2018factForm ADV
→ R•• C•••••• M••••••• L••

Dated events

Occurred
Apr 7, 2026
Advisor changed firm
B•••••• J•••• R•••• left U••• B•••••• I••••••••• I••• for U••• B•••••• A•••••••• L•• (registered 2024-03-15)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3e6c6803-f480-d9e5-de83-b41e56e5a33e
First observed: May 1, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.