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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
CORAL GABLES, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Apr 5, 2021 | n/a | yes | CORAL GABLES, FL | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Mar 6, 2015 | Mar 25, 2021 | no | MIAMI, FL|CORAL GABLES, FL|CORAL GABLES, FL | Previous registration |
| SUNTRUST INVESTMENT SERVICES, INC. | Former SEC adviser | Jun 25, 2012 | Mar 9, 2015 | no | CORAL GABLES, FL | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jan 26, 2012 | Jun 19, 2012 | no | MIAMI, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | RAYMOND JAMES & ASSOCIATES, INC. | Mar 25, 2021 | Apr 5, 2021 | 11 | Firm change | Wirehouse to ibd |
| SUNTRUST INVESTMENT SERVICES, INC. | WELLS FARGO ADVISORS | Mar 9, 2015 | Mar 6, 2015 | -3 | Firm change | Other |
| WELLS FARGO ADVISORS | SUNTRUST INVESTMENT SERVICES, INC. | Jun 19, 2012 | Jun 25, 2012 | 6 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:705:FL:2021-03-15 | Mar 25, 2021 | Apr 5, 2021 | CORAL GABLES, FL | Firm change |