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Advisor at FIRST FINANCIAL SERVICES, LLC
LITTLE ROCK, AR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FIRST FINANCIAL SERVICES, LLC | Independent wealth | Mar 1, 2024 | n/a | yes | LITTLE ROCK, AR | Current employment |
| SOWELL MANAGEMENT | Independent wealth | Nov 1, 2018 | Mar 5, 2024 | no | Bentonville, AR|NORTH LITTLE ROCK, AR | Previous registration |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Dec 19, 2011 | Nov 6, 2018 | no | BENTONVILLE, AR | Previous registration |
| CENTAURUS FINANCIAL, INC. | Bd affiliated wealth | Apr 5, 2006 | Dec 20, 2011 | no | BENTONVILLE, AR|BENTONVILLE, AR|ROGERS, AR|LITTLE ROCK, AR | Previous registration |
| VOYA FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Aug 30, 2002 | Apr 5, 2006 | no | ROGERS, AR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SOWELL MANAGEMENT | FIRST FINANCIAL SERVICES, LLC | Mar 5, 2024 | Mar 1, 2024 | -4 | Firm change | RIA to new firm |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | SOWELL MANAGEMENT | Nov 6, 2018 | Nov 1, 2018 | -5 | Firm change | Ibd to RIA |
| CENTAURUS FINANCIAL, INC. | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Dec 20, 2011 | Dec 19, 2011 | -1 | Firm change | Other |
| VOYA FINANCIAL ADVISORS, INC. | CENTAURUS FINANCIAL, INC. | Apr 5, 2006 | Apr 5, 2006 | 0 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 127145:329276:AR:2024-03-05 | Mar 5, 2024 | Mar 1, 2024 | NORTH LITTLE ROCK, AR | Firm change |
| 134139:127145:AR:2018-11-06 | Nov 6, 2018 | Nov 1, 2018 | BENTONVILLE, AR | Firm change |