DFX Intelligence

I•••••••• • W••••• A•••••••• L•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

I•••••••• • W••••• A•••••••• L•••

CRD 301528

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Search this name across graphsid dfx:ria:3e823852-833d-e7c2-fc73-fab1a6b8dada

Data as of Dec 14, 2021 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 0
On other graphs: 0
Observed: Dec 14, 2021 to Dec 14, 2021
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $2.0M••• Locked
Discretionary RAUM: $0
Private client RAUM: $2.0Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Employees: 1
Advisory employees: 1
Offices

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
D••••• M•••••• J••••••	n/a	COOLIDGE, AZ	6	32	5	no

Relationships

Registered with (1)

← D••••• M•••••• J••••••Advisorregistration: current employment
Jun 12, 2020 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3e823852-833d-e7c2-fc73-fab1a6b8dada
First observed: Dec 14, 2021
Last observed: Dec 14, 2021 58 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.