DFX Intelligence

A••••••• C••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserAsset managerSEC registeredRAUM 10b 100b

A••••••• C••••••• L••

CRD 135986

GREENWICH, CT

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Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 4
On other graphs: 1
Observed: Mar 29, 2012 to Mar 31, 2026
24 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

A••••••• C••••••• L••

Manager with allocator commitments · Key CRD

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.77 institutional_share=0.23 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $14B••• Locked
Discretionary RAUM: $14B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 65

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
A••••••• M•••••• L•••	Hedge Fund	$9.8B	Mar 31, 2026	106	Mar 29, 2012	reported	021-53597
A••••••• R••••••••• F•••	Hedge Fund	$660M	May 28, 2013

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••••• H••••••• G•• L•••••	GENERAL PARTNER	F	yes	12/2008	Mar 29, 2012	Apr 1, 2024
A••••••• H•••••••• L•••	SOLE MEMBER	E	yes	12/2008	Mar 25, 2015	Apr 1, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A••••••• A•••••••• L••	n/a	n/a	n/a	N	yes	n/a
A••••••• S••••• O••••••••• G•• L••	n/a	n/a	n/a	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$14B	$15B	-7.2%	$9.9B	11.4%	65	64	1	1

Relationships

Advises (7)

→ A••• I••••••••• L••••••Private fundHedge Fund, IA
Mar 28, 2018 to presentfactForm ADV
→ A••••••• M•••••• L•••Private fundHedge Fund, IA
Mar 29, 2012 to presentfactForm ADV
→ A••••••• S••••• O••••••••• I•• L•••Private fundHedge Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ W••••••••• C••••• F••• L••••••Private fund

Dated events

Order

Occurred
31 Mar 2026
Private fund no longer reported
••• Locked
Form ADV
$278M
Occurred
26 Mar 2021
Regulatory AUM changed
••• Locked
Form ADV
$4.3B
Occurred
27 Mar 2019
Control person left
••• Locked
Form ADV
Occurred
28 Mar 2018
Regulatory AUM changed
••• Locked
Form ADV
$1.4B

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 29, 2012
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 15 rows

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 29, 2016	$3.7B	$3.7B	49	16	n/a	2	$3.2B
2014	Mar 25, 2015	$7.3B	$7.3B	54	21	n/a	1	$6.1B
2013	Mar 28, 2014	$6.8B	$6.8B	53	19	n/a	1	$4.6B
2012	Apr 1, 2013	$4.0B	$4.0B	47	19	n/a	3	$4.0B
2011	Mar 29, 2012	$2.6B	$2.6B	n/a	n/a	n/a	2	$2.6B