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Advisor at ASCENTIS INDEPENDENT ADVISORS, LLC
DALLAS, TX | YUCCA VALLEY, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ASCENTIS INDEPENDENT ADVISORS, LLC | Independent wealth | Sep 16, 2022 | n/a | yes | YUCCA VALLEY, CA|DALLAS, TX | Current employment |
| GOLDEN STATE EQUITY ADVISORS, LLC | Former SEC adviser | Dec 5, 2017 | Sep 20, 2022 | no | Yucca Valley, CA | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | May 29, 2007 | Oct 26, 2017 | no | PALM DESERT, CA|SAN JOSE, CA|BANNING, CA|CALIMESA, CA|HEMET, CA|YUCAIPA, CA|San Antonio, TX|Beaumont, CA|PALM SPRINGS, CA|Fountain Valley, CA|SAN FRANCISCO, CA|PALM DESERT, CA|FRESNO, CA | Previous registration |
| CITICORP INVESTMENT SERVICES | n/a | Aug 16, 2005 | May 29, 2007 | no | BANNING, CA|PALM DESERT, CA|BANNING, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| GOLDEN STATE EQUITY ADVISORS, LLC | ASCENTIS INDEPENDENT ADVISORS, LLC | Sep 20, 2022 | Sep 16, 2022 | -4 | Firm change | RIA to RIA |
| CITIGROUP GLOBAL MARKETS INC. | GOLDEN STATE EQUITY ADVISORS, LLC | Oct 26, 2017 | Dec 5, 2017 | 40 | Firm change | Other |
| CITICORP INVESTMENT SERVICES | CITIGROUP GLOBAL MARKETS INC. | May 29, 2007 | May 29, 2007 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 289796:322879:CA:2022-09-20 | Sep 20, 2022 | Sep 16, 2022 | YUCCA VALLEY, CA | Firm change |