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Advisor at RBC CAPITAL MARKETS, LLC
Minneapolis, MN | MINNEAPOLIS, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | National bd RIA | Apr 23, 2019 | n/a | yes | MINNEAPOLIS, MN|Minneapolis, MN | Current employment |
| QUESTAR ASSET MANAGEMENT, INC. | Former SEC adviser | Jan 29, 2014 | Mar 18, 2019 | no | MINNEAPOLIS, MN|MINNEAPOLIS, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| QUESTAR ASSET MANAGEMENT, INC. | RBC CAPITAL MARKETS, LLC | Mar 18, 2019 | Apr 23, 2019 | 36 | Firm change | Ibd to ibd |