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RIA / WealthAdvisordual registered (broker-dealer)38 years in industry

BEN SARSOZO

Advisor at MML INVESTORS SERVICES, LLC

DENVER, CO | Centennial, CO

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Search this name across graphsid dfx:ria:3e93e08f-9af1-edf2-fd35-25f1cb1ba5c4

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Jan 1, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MML INVESTORS SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 1, 1987earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 2
Exams: S63
First exam: May 22, 2006
First registration: Jan 1, 1999
Dual registered: yes, broker-dealer
IAPD individual key: 1863861

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	May 11, 2017	n/a	yes	Centennial, CO\|DENVER, CO	Current employment
SUMMIT FINANCIAL GROUP INC	Former SEC adviser	Sep 1, 2016	Apr 24, 2017	no	BOCA RATON, FL	Previous registration
VSR ADVISORY SERVICES	Former SEC adviser	Feb 7, 2003	Sep 1, 2016	no	AURORA, CO\|CENTENNIAL, CO\|CENTENNIAL, CO\|OVERLAND PARK, KS\|OVERLAND PARK, KS	Previous registration
THE MASTERS, INC.	n/a	Jan 1, 1999	Feb 7, 2003	no	AURORA, CO	Previous registration
INTEGRATED INVESTMENT GROUP	n/a	Jan 1, 1999	May 22, 2017	no	CENTENNIAL, CO	Previous registration
INTEGRATED INVESTMENT GROUP	n/a	Jan 1, 1999	Dec 31, 2014	no	CENTENNIAL, CO	Previous registration
INTEGRATED INVESTMENT GROUP	n/a	Jan 1, 1999	Dec 31, 2010	no	n/a	Previous registration
INTEGRATED INVESTMENT GROUP	n/a	Jan 1, 1999	Dec 31, 2002	no	CENTENNIAL, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INTEGRATED INVESTMENT GROUP	VSR ADVISORY SERVICES	May 22, 2017	Feb 7, 2003	-5,218	Firm change after gap	Other
SUMMIT FINANCIAL GROUP INC	MML INVESTORS SERVICES, LLC	Apr 24, 2017	May 11, 2017	17	Firm change	Other
VSR ADVISORY SERVICES	SUMMIT FINANCIAL GROUP INC	Sep 1, 2016	Sep 1, 2016	0	Bulk transfer	Other
THE MASTERS, INC.	INTEGRATED INVESTMENT GROUP	Feb 7, 2003	Jan 1, 1999	-1,498	Firm change after gap	Other
INTEGRATED INVESTMENT GROUP	THE MASTERS, INC.	Dec 31, 2002	Jan 1, 1999	-1,460	Firm change after gap	Other

Relationships

Registered with (5)

→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: current employment
May 11, 2017 to presentfactForm ADV
→ INTEGRATED INVESTMENT GROUPRegistered adviserregistration: previous registration
Jan 1, 1999 to May 22, 2017factForm ADV
→ SUMMIT FINANCIAL GROUP INCRegistered adviserregistration: previous registration
Sep 1, 2016 to Apr 24, 2017factForm ADV
→ VSR ADVISORY SERVICESRegistered adviserregistration: previous registration
Feb 7, 2003 to Sep 1, 2016factForm ADV
→ THE MASTERS, INC.Registered adviserregistration: previous registration
Jan 1, 1999 to Feb 7, 2003factForm ADV

Dated events

No dated event names this entity yet.