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Advisor at VANGUARD ADVISERS, INC.
CHARLOTTE, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VANGUARD ADVISERS, INC. | Bd affiliated wealth | Jul 29, 2025 | n/a | yes | CHARLOTTE, NC | Current employment |
| SG FINANCIAL ADVISORS, LLC | Former SEC adviser | Oct 11, 2018 | Dec 21, 2020 | no | SANDY SPRINGS, GA | Previous registration |
| WELLS FINANCIAL MANAGEMENT, LLC | Independent wealth | Feb 1, 2016 | Feb 2, 2018 | no | ASHEVILLE, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SG FINANCIAL ADVISORS, LLC | VANGUARD ADVISERS, INC. | Dec 21, 2020 | Jul 29, 2025 | 1,681 | Firm change after gap | RIA to ibd |
| WELLS FINANCIAL MANAGEMENT, LLC | SG FINANCIAL ADVISORS, LLC | Feb 2, 2018 | Oct 11, 2018 | 251 | Firm change | Other |